Company Introduction

Guosen Securities (HK) Asset Management Company Limited was registered and established on February 24, 2010 as a wholly-owned subsidiary of Guosen Securities (Hong Kong) Financial Holdings Co.,Ltd. Guosen Securities (HK) Asset Management Co., Ltd. acts as a bridge connecting mainland China and overseas market to carry out cross-border asset management business. It is a licensed corporation underlying SFC (CE number: AUX572), holding Type 1 (Dealing in Securities), Type 4 (Advising on Securities) and Type 9 (Asset Management) SFC licenses.

Guosen Securities (HK) Asset Management Co., Ltd. built a global asset management platform with reference to international industry standards. The company carries forward Guosen Securities‘s corporate culture and business philosophy and takes full advantage of its overseas staff structure with professionals who are familiar with the international market. On the one hand, it offers advanced investment and financial services to domestic enterprises and high-net-worth individuals to invest in overseas market; on the other hand, it acts like the navigator to show foreign investors the right ways to invest into China domestic market by using its rich experience.

Business Overview

Guosen Securities (HK) Asset Management Company has positioned itself as a high-end integrated asset management service provider. It has established the investment philosophy of “Always Simplify, Advance Steadily”, combined local analysis of China’s fundamental economy and international advanced quantitative investment system and been seeking absolute returns together with the long term consistency of profitability. Based on Policy advantage for China brokerage and trend of RMB internationalization, the company focuses on QDII and RQDII investment advisory business, QFII/RQFII fund management business and offshore CNH financial products. Moreover, the company will expand wealth management business for foreign institutional and high-net-worth individual clients and accumulate fund management experience as well.

This sector’s business is mainly about issuing and managing its Public and Private offered funds, which include equity funds, bond funds, balanced funds, hedge funds, FOF, commodity /exchange funds. Guosen (HK) Asset Management company is one of the first RQFII pilot agencies, holding 1.7 billion RMB RQFII quota and 200 million US dollar QFII quota. It has launched several public funds.

Investment Management Process

Guosen (HK) Asset Management has the reliable investment management platform, efficient middle -back office systems and strict risk management rules and regulations. The Investment Committee acts as the highest decision maker, providing guidance to company product portfolio’s capital allocation, sector and key species selection. The general process is: The Investment Committee holds meetings; build or adjust the pool of securities after profound discussions; determine investment direction and tactics; hold a retrospective at the end of investment lifecycle; optimize existing investment strategies.

The company's invest and research team select securities for a specific financial portfolio after precise top-down and bottom-up analysis, which rely on macro industry research, market information collection, communication with outside analysts, company visits and so on. Their opinions will be submitted to the Investment Committee for a final decision after a morning or weekly meeting.

Guosen (HK) Asset Management company invest and research team is devoted to achieve consistency, reproducibility and controllability of risk in every investment process. They combined quantitative and fundamental analysis. In terms of operation, the quantization team set up a investment pool through Multifactor Model; the fundamental research team select securities from the pool to create a selected portfolio; finally, the investment management team pick high alpha opportunities to build the alpha portfolio. They initiatively avoid single stock or market risks by adjusting the portfolio risk allocation, seeking a long term capital appreciation, even in different market situations.

Guosen (HK) Asset Management Company follows a strict risk management mechanism. The functions of different positions are kept fairly apart and the company is equipped with risk management and compliance professionals. They closely monitor and control entire trading process through Bloomberg and other quantitative risk management systems to minimize the trading risk.

Fund Information

Disclaimer

Although the information contained in this website is published to our best knowledge and belief, Guosen Securities (HK) Asset Management Company, Limited (“Guosen (HK) Asset Management”) gives no warranty, neither expressly nor implied, as to the accuracy or completeness of the information contained herein, and accepts no responsibility for any resulting loss or damage.

The fund information contained in this website is not intended for use by persons residing outside Hong Kong. The unit trusts or mutual funds in this website may not have been registered in the jurisdiction of your place of residence. It is the responsibility of any persons who access the information contained herein to observe all applicable laws and regulations of their relevant jurisdiction. By clicking the “ACCEPT” button below, you are representing to us that the applicable laws and regulations of your jurisdiction allow you to access the information in this website.

None of the information contained in this section constitutes a distribution, an offer to sell or an invitation to invest in any of the unit trusts or mutual funds, nor does it constitute any investment advice or recommendation with respect to any securities. Investment in our funds may not be suitable for all investors. If you are unclear about any of the information in this website, you should consult your stockbroker, lawyer, accountant, bank manager or other professional adviser.

Guosen (HK) Asset Management is regulated by the Hong Kong Securities and Futures Commission ("SFC"), which has authorized the fund(s) mentioned herein (except those specifically referred to as funds without authorization by SFC) for public offering purpose. However, the SFC takes no responsibility for the soundness of the authorized unit trusts or mutual funds, and does not imply that the investment in them is recommended by the SFC.

Investment involves risks. The price of units or shares of the funds may go down as well as up. Past performance figures are not indicative of future results. You should read the offering documents of the funds for details and risk factors associated with the investment in the funds herein.

Please click the “ACCEPT” button below if you have read and understood this page and agree to abide by the terms, otherwise please click “EXIT” to leave the website.

Contact usGuosen Securities(HK) Asset Management Company Limited

  • Address:Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway, Hong Kong
  • Tel:(852) 2899 8300
  • Fax:(852) 2899 8346
  • Email:

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